-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VbrDxHFeN/ADNJKXck51WSt5kVDPx/sUH5pwXegxiDcItqbHPwgMXt87xRn/gwNl zrG5GtCp6OEKKBKBzhPMiQ== 0001263525-08-000003.txt : 20080709 0001263525-08-000003.hdr.sgml : 20080709 20080709141925 ACCESSION NUMBER: 0001263525-08-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080709 DATE AS OF CHANGE: 20080709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA FIRST NATIONAL BANCORP CENTRAL INDEX KEY: 0000803016 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330964185 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39261 FILM NUMBER: 08944629 BUSINESS ADDRESS: STREET 1: 18201 VON KARMAN AVENUE, SUITE 800 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-255-0500 MAIL ADDRESS: STREET 1: 18201 VON KARMAN AVENUE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: AMPLICON INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TSUMA GLEN T CENTRAL INDEX KEY: 0001263525 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9492550500 MAIL ADDRESS: STREET 1: 18201 VON KARMAN AVE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92612 SC 13G/A 1 cfnbsc13ggtt.htm FORM SC 13G/A CFNB SC 13G/A GTT
     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...10.4
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

CALIFORNIA FIRST NATIONAL BANCORP
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
130222102
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     x Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
                     
CUSIP No.
 
130222102 
 

 

           
1   NAMES OF REPORTING PERSONS
Glen T. Tsuma
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,356,772 (1)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,356,772 (1)
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,356,772 (1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  11.9% (2)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

(1) This is the first amendment to the Schedule 13G filed by Mr. Tsuma on May 16, 1988. Since that filing, Mr. Tsuma has disposed of an aggregate of 106,000 shares of common stock and has not acquired any shares of common stock. All common stock share amounts in this amendment are adjusted for the Issuer's 2-for-1 common stock effective October 17, 1997.
(2) Based upon 11,440,725 shares California First National Bancorp common stock outstanding at March 31, 2008 as reported on the Issuer's Quarterly Report on Form 10-Q for the period ending March 31, 2008 as filed with the SEC on May 13, 2008.

2


 

Item 1(a)  
Name of Issuer.
California First National Bancorp
Item 1(b)  
Address of Issuer's Principal Executive Offices.
18201 Von Karman Avenue, Suite 800
Irvine, California 92612
Item 2(a)  
Name of Person Filing.
Glen T. Tsuma
Item 2(b)  
Address of Principal Business Office, or, if none, Residence.
Same as Item 1 (b)
Item 2(c)  
Citizenship or Place of Organization.
See Row 4 of Cover Page
Item 2(d)  
Title of Class of Securities.
Common Stock, $.01 par value
Item 2(e)  
CUSIP Number.
130222102
Item 3  
Reporting Person.
Not applicable.
Item 4  
Ownership.
  (a)
Amount beneficially owned: See Row 9 of cover page
 
  (b)
Percent of class: See Row 11 of cover page
 
  (c)
Number of shares as to which the person has:
       
   
(i)
  Sole power to vote or to direct the vote: See Row 5 of cover page
   
(ii)
  Shared power to vote or to direct the vote: See Row 6 of cover page
   
(iii)
  Sole power to dispose or to direct the disposition of: See Row 7 of cover page
   
(iv)
  Shared power to dispose or to direct the dispostion of: See Row 8 of cover page

3


 

Item 5  
Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6  
Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
Item 7  
Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
Not applicable.
Item 8  
Identification and Classification of Members of the Group.
Not applicable.
Item 9  
Notice of Dissolution of Group.
Not applicable.
Item 10  
Certification.
Not applicable.

4


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: July 9, 2008
         
 
  By:   /s/ Glen T. Tsuma  
  Name: Glen T. Tsuma, COO  
The original statement shall be signed by each person on whose behalf the statements is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).

5


-----END PRIVACY-ENHANCED MESSAGE-----